Helping industry leaders access the capital markets to fuel growth.
Locke Lord has helped clients raise billions in capital markets transactions in industries as diverse as the global economy, including energy, insurance, financial services, advertising, technology and real estate. We represent issuer companies in all types of securities offerings and general finance activities, including:
A significant part of our practice is preparing companies for, and guiding them through, successful capital raising opportunities. For our private company clients, this includes preparation for potential liquidity events, such as getting ready for a successful IPO and life as a public company or for an acquisition. Our extensive work for private equity and venture capital firms and other financial institutions gives us insight into the unique perspectives of these investors towards securities offerings of a portfolio company as well as the latest trends in capital market financings. We understand the time-sensitive nature of market windows and the imperative of attention to client needs and deal execution for success.
We also represent the underwriters and placement agents in IPOs, secondary offerings, PIPEs, RDOs, CMPOs and other registered securities offerings.
Public Company Counseling
We are at the forefront of advising publicly traded companies and their directors and officers on complying with regulatory requirements and the evolving best practices in disclosure and corporate governance. This includes advising on governance under the Sarbanes-Oxley and Dodd-Frank Acts. We also counsel independent board committees in change in control and affiliate transactions and in connection with regulatory matters and shareholder litigation.
In addition to capital raising transactions and corporate governance matters, our public company clients look to us for sophisticated advice and representation in matters such as: