From global financial institutions to small banks and non-bank financial service providers, clients depend on us to provide essential legal services in this evolving financial environment. We help you achieve your strategic and commercial goals while managing regulatory and legal risk, from FinTech, financial structuring and corporate matters to borrowing, lending, regulatory, internal investigations, litigation and arbitration.
By focusing on valuable synergies across our global network of offices, our reputation and experience within this broad sector translate into tangible benefits for your business.
Locke Lord’s team of lawyers provides a variety of services, including:
A Locke Lord team led by Sean Page (London) advised Honye Financial Services Ltd., a newly formed special purpose acquisition company seeking acquisitions in financial services and fintech, in its Initial Public Offering.
Michael Harrison (Boston) served as lender’s counsel to Eastern Bank in Capstone Partners LLC’s acquisition of Headwaters MB, LLC to form Capstone Headwaters LLC.
Locke Lord represented Houston International Insurance Group, Ltd. (HIIG) in connection with its issuance of $85 million in new securities to a Canadian investment partnership consisting of The Westaim Corporation, Everest Re Group, Ltd., Catlin Group Ltd., HIIG CEO Stephen L. Way and other investors.
An Insurance and Reinsurance team represent US and European reinsurers in obtaining foreign reinsurer authorization and/or regulatory fronting arrangements with local carriers in Mexico, Colombia, Argentina, Guatemala, the Dominican Republic, Ecuador, Panama, Peru, Chile and Puerto Rico.
A team of Securities Litigation lawyers from our Hartford office obtained a dismissal of all claims asserted against a mortgage and loan product company in the US District Court for the District of Connecticut in September 2012.