New SEC Filing Fee Rate Effective October 1st
October 2, 2018

As a reminder, effective October 1, 2018, the new SEC filing fee rate for issuers is $121.20 per $1,000,000. The fee is calculated by multiplying the aggregate offering amount by .0001212 (Filing Fee = Maximum Aggregate Offering Price x Fee Rate). Fees are collected for (a) the registration of securities pursuant to the Securities Act, (b) the repurchase of securities, proxy solicitations, tender offers, and certain other transactions pursuant to the Exchange Act, and (c) annual filings by investment companies pursuant to the Securities Act and the Investment Company Act.

Note that the SEC has a handy tool to help estimate registration filing fees, which can be found here.”

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