Paige Waters will take part in a panel discussion on “Chief Compliance Officer Liability Framework” at the ACLI Compliance & Legal Sections Annual Meeting on July 12 in Miami, FL.
The National Society of Compliance Professionals has drafted a framework that urges regulators to consider chief compliance officer liability more holistically, in the context of the compliance culture within a CCO’s firm. This session will cover the proposed new changes.
Please understand that your communications with Locke Lord LLP through this website do not constitute or create an attorney-client relationship with Locke Lord LLP. Any information you send to Locke Lord LLP through this website is on a non-confidential and non-privileged basis. Therefore, do not send or include any information in your email that you consider to be confidential or privileged.
Introducing Troutman Pepper Locke
One firm, endless possibilities
Locke Lord and Troutman Pepper will become Troutman Pepper Locke on January 1, 2025.