Private Placements and Hybrid Securities Offerings 2017

PLI New York Center
May 22-23, 2017

Stanley Keller is speaking at Practising Law Institute's Private Placements and Hybrid Securities Offerings 2017, May 22-23 in New York. He is speaking at two sessions: Other Private Placement Exemptions and Financings in Close Proximity to One Another.

Gain an understanding of the changing regulatory framework and market for private offerings. Our expert faculty will address the changes to private and exempt offerings brought about by the JOBS Act, including matchmaking platforms, “accredited investor” crowdfunding, offerings using general solicitation, Rule 144A offerings, and the practical implications of these changes for issuers, broker-dealers and investment advisers. In addition, we will address the basics of private placements, sales of restricted securities, Rule 144 and Section 4(a)(1-1/2) transactions and block trades. The panelists will discuss the considerations that have led many companies to remain private longer and defer IPOs, while creating liquidity opportunities for holders through private secondary trading markets. Panelists will address the basics of traditional private placements, PIPE transactions, and Rule 144A transactions, as well as recent developments affecting each of these capital raising alternatives.

For more information, please click HERE.