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Joe Vallo concentrates his practice on securities arbitration and mediation as well as securities litigation. He has wide-ranging experience in retail brokerage compliance in domestic and international markets.
Prior to going into private practice, Joe was Senior Vice President and Senior Litigation Counsel for Wachovia Securities, LLC, now known as Wells Fargo Advisors, LLC, where he supervised its major litigations and arbitrations. Previously, he served as the senior vice president and director of compliance for
TD Waterhouse Group, Inc. and the divisional compliance director at Salomon Smith Barney, Inc. where he was also the director of International Private Client Group Compliance.
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