Locke Lord served as counsel to National General Holdings Corp. for the initial public offering of its common stock and listing on NASDAQ. The initial public offering was effected through a $229 million private offering of common stock pursuant to Rule 144A that was completed on June 6, 2013, followed by the resale registration of the shares with the SEC and the trading of the shares on NASDAQ, which began on February 20, 2014.
Prior to the listing of shares on NASDAQ, the Firm served as counsel to National General for its $189 million follow-on private offering of common stock pursuant to Rule 144A that was completed on February 19, 2014, together with the resale registration of the shares with the SEC that was completed on April 30, 2014. The Locke Lord team on these transactions was led by Brett Pritchard, with Kerry Vyverberg, Charles Wu, Tim Farber and Ben Sykes.
Posted December 5, 2014