X
    X
    X
    X

    Locke Lord QuickStudy: Update Your Cover Pages for Exchange Act Reports, including Forms 10-K, 10-Q and 8-K

    Locke Lord Publications

    Visit our Capital Markets Blog for the latest news and developments.

    Capital MarketsAs discussed in our recent QuickStudy, the SEC has adopted new rules (in effect as of April 12th) that make changes to the cover pages of Securities Act registration statements (Forms S-1, S-3, S-4, S-8, S-11, F-1, F-3 and F-4) and Exchange Act periodic reports (Forms 10-K, 10-Q and 8-K), as well as Forms 10, 20-F and 40-F, to include new check boxes for a company to indicate whether, at the time of filing, the company is an EGC and whether it has elected not to use the extended transition period for an EGC to comply with new or revised accounting standards.

    Please keep this in mind when preparing your next SEC filing, including your upcoming Form 10-Q for the 1st quarter 2017.

    The following draft cover pages reflect the required changes:

    Explore Additional Topics

    Disclaimer

    Please understand that your communications with Locke Lord LLP through this website do not constitute or create an attorney-client relationship with Locke Lord LLP. Any information you send to Locke Lord LLP through this website is on a non-confidential and non-privileged basis. Therefore, do not send or include any information in your email that you consider to be confidential or privileged.