Mario Nguyen, a Dallas Associate and member of the Firm’s White Collar Criminal Defense and Internal Investigations Practice Group, authored a QuickStudy on the SEC Fort Worth Office’s first-of-its-kind call to increase transparency by discussing the 2017 regional examination findings and previewing some likely priorities for 2018. Nguyen’s QuickStudy on this topic was linked in The Wall Street Journal in an article on canned compliance programs.
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