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Locke Lord QuickStudy: Variable Products Distribution - SEC Issues No Action Letter Clarifying Position on Insurance Networking Arrangements	5/7/2013
Locke Lord QuickStudy: SEC Adopts Advisers Act Rule 204(b)-1	11/4/2011
Locke Lord QuickStudy: SEC Proposes to Update Performance Fee Rule; Advisers May Need to Register Additional IARs	5/31/2011
Client Alert: SEC Adopts Amendments to Form ADV Part 2	8/26/2010
Client Alert: Proposed Amendments to the Custody Rule – Comment Period Ending Soon: Will you need a SAS 70?	7/16/2009
Fundamentals Client Alert: Interim Final Temporary Rule Adopted Regarding Form SH	10/20/2008
Fundamentals Client Alert: Form 13F Filers Required to Report Short Sales Weekly	9/19/2008
Client Alert: Amended Custody Rule Approved by the SEC	10/1/2003

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